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Antimicrobial Agents and Chemotherapy, May 2004, p . 1837-1847, Vol . 48, No . 5 Mouse Model of Cervicovaginal Toxicity and Inflammation for Preclinical Evaluation of Topical Vaginal Microbicides
Bradley J . Catalone,1, Department of Microbiology and Immunology,1 Department of Pathology, The Pennsylvania State University College of Medicine, Hershey, Pennsylvania 17033,2 Department of Microbiology and Immunology and Institute for Molecular Medicine and Infectious Disease, Drexel University College of Medicine, Philadelphia, Pennsylvania 19129,3 Department of Bioscience and Biotechnology, Drexel University, Philadelphia, Pennsylvania 19104,4 Novaflux Biosciences, Inc., Princeton, New Jersey 085405 Received 9 December 2002/ Returned for modification 20 February 2003/ Accepted 25 November 2003
Nonoxynol-9 (N-9), which was one of the first compounds to be considered for use as a topical microbicide effective against HIV-1, was initially evaluated for safety using a variety of animal models . Experiments to determine the sensitivity of the vaginal mucosa in albino rabbits and rats to N-9 exposure indicated that the levels of irritation after five consecutive daily doses of N-9 (2.5 to 25%) were concentration dependent in both animals (9) . Similar studies evaluating the toxicity associated with N-9 application in rabbits and rats also demonstrated that changes in the continuity of the epithelial lining, edema of the submucosal layer, and inflammatory cell infiltrates were proportional to the concentration of N-9 administered (4) . The most comprehensive animal study of N-9 evaluated genital toxicity associated with a single application of 5% N-9 in Wistar rats (21) . Histopathological analyses indicated that the vaginal mucosa was more sensitive to degenerative epithelial changes and acute inflammation than the cervical mucosa and that maximal severity was observed at 24 h . However, the high dose of unformulated N-9 and use of metallic clips to close the vulval labia may have resulted in aberrant findings, since these results do not correlate with conclusions from human clinical trials . A recent study with mice indicated that a single application of N-9 elicited an intense inflammatory response, with leukocytes infiltrating the vaginal lumen within 4 h (14) . The safety of N-9 was also evaluated in pigtailed macaques after daily vaginal applications of Conceptrol (4% N-9) for 3 or 4 days (16) . Colposcopic examination indicated that no epithelial disruption of either the ectocervical or the vaginal epithelium was evident 24 h after a single exposure to N-9 . However, the endocervical epithelium, which is morphologically distinct from both the vaginal and ectocervical epithelium, was not evaluated in the present study . Furthermore, the effect of N-9 application on the cervicovaginal epithelium prior to 24 h postapplication was not examined . The cumulative results from these studies suggest that vaginal application of N-9 can adversely affect the cervicovaginal epithelium . However, studies regarding the time course and location of N-9-associated epithelial damage and inflammation were limited in scope . In addition to the animal studies, numerous clinical trials were conducted to evaluate the safety, tolerability, and local toxic effects of several N-9 formulations . A single-dose, phase I, local toxicity study examined the effect of multiple daily applications of N-9 (150 mg) by colposcopy (15) . After four daily doses for 14 consecutive days, epithelial disruption of the vagina and cervix occurred in 43% of women . Another N-9 dosing study indicated that the rate of epithelial disruption in women by using 150 mg of N-9 every other day for 2 weeks was essentially the same as that of women by using placebo (18) . However, in women using N-9 either once or twice daily for 2 weeks, elevated levels of epithelial disruption were observed and genital irritation was primarily located on the vagina or cervix . In a comparative study of Conceptrol (100 mg of N-9) and Advantage 24 (50 mg of N-9), each formulation was administered once daily for seven consecutive days (17) . Cervical abnormalities were observed in 26 and 6% of subjects, respectively . A once-daily application of N-9 (100 mg) for seven consecutive days was also associated with increased irritation and inflammation but was not associated with epithelial disruption (20) . However, another study determined that multiple daily applications of COL-1492 (52.5 mg of N-9) resulted in no increase in the local toxicity over that of a placebo (22) . In general, these studies indicate that frequent or high dose use of N-9 can result in epithelial disruption and/or inflammation . The conclusion of clinical trials examining the efficacy of an N-9-based formulation for the prevention of HIV-1 infection (23) ends nearly two decades of preclinical and clinical development of N-9 as a microbicidal agent . The preclinical chronology of N-9 development has suggested that this compound was advanced into human safety and efficacy trials despite animal studies indicating that N-9 safety might have been insufficient to warrant its further consideration as a topical microbicidal agent . The failure of N-9 to achieve clinical success as an anti-HIV-1 microbicidal agent (23) clearly emphasizes the need for better methods to evaluate candidate microbicides during preclinical development . In the following studies, N-9 cytotoxicity was examined in vitro in human genital tract cells and compared to the toxicity associated with in vivo intravaginal application of N-9 in a murine model of cervicovaginal toxicity . Our results indicated a clear correspondence between N-9 cytotoxicity in experiments with submerged cell cultures and cervical epithelial disruption and inflammation associated with application of N-9 as an unformulated compound or as a formulated product (Conceptrol) . Similar studies using the polybiguanide compound polyethylene hexamethylene biguanide (PEHMB), which is currently under consideration as a candidate microbicidal agent, demonstrated that the low in vitro cytotoxicity of this compound was reflected in the minimal cervicovaginal disruption and inflammation associated with vaginal application of this compound (at 1% unformulated) in the mouse model . These studies support the validation of the mouse model of toxicity as an extension of in vitro cytotoxicity assessments and as a potential preclinical assay for microbicidal compound safety .
Cell lines. Endocervical and vaginal keratinocyte cell lines were assessed for their sensitivity to N-9 and PEHMB . These cell lines were selected because they are representative of the cell types found in genital tissues that would be exposed to a topical vaginal microbicide . The endocervical End1/E6E7 (End1) and vaginal keratinocyte Vk2/E6E7 (Vk2) cell lines (6) were kindly provided by Raina Fichorova (Harvard Medical School, Boston, Mass.) . Vk2 and End1 cells were maintained in keratinocyte serum-free medium (Invitrogen Life Technologies) supplemented with bovine pituitary extract (50 µg/ml), epidermal growth factor (0.1 ng/ml), penicillin (100 U/ml), and streptomycin (100 µg/ml) . The medium was further supplemented with CaCl2 to a final concentration of 0.4 mM . Animals. Six- to ten-week-old female Swiss Webster mice were purchased from Charles River Laboratories (Wilmington, Mass.) . Research with these animals conformed to the Guiding Principles in the Care and Use of Animals approved by the Council of the American Physiological Society and was approved by the Institutional Animal Care and Use Committee at the Pennsylvania State University College of Medicine, where the animal model studies were performed . In vitro cellular sensitivity to microbicide exposure. Submerged cultures of cells of genital tract origin were assessed for their sensitivity to N-9 and PEHMB by utilizing a colorimetric cell viability assay . Cells were seeded overnight in a 96-well plate at a density of 3 x 104 to 4 x 104 cells per well . After exposure to compound, the cells were washed twice with Hanks buffered saline solution and assessed for cellular viability using the CellTiter 96 AQueous Non-Radioactive cell proliferation assay (Promega, Madison, Wis.) according to the manufacturer's instructions . Viable cells reduce a tetrazolium compound [3-(4,5-dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-tetrazolium; MTS]into a formazan product that is soluble in tissue culture medium . The absorbance of formazan was measured directly at 490 nm (corrected for background at 690 nm) in 96-well assay plates by using a MRX II Revelation microplate photometer (Thermo Labsystems, Vantaa, Finland) . The quantity of the formazan product is directly proportional to the number of viable cells . At least two independent experiments were conducted in which each concentration was examined at least in triplicate for each experiment . In vivo toxicity after microbicide exposure. A Swiss Webster mouse model of cervicovaginal toxicity was utilized to assess cellular damage and inflammation within the cervicovaginal mucosa after microbicide exposure . Six- to ten-week-old female Swiss Webster mice were hormonally synchronized 7 and 3 days prior to the start of each experiment with a subcutaneous injection of Depo-Provera (Pharmacia and Upjohn Company, Peapack, N.J.) diluted in lactated Ringer's saline solution to a final dose of 3 mg/mouse (13) . After synchronization, anesthetized mice received an intravaginal inoculation (60 µl) of either 1% N-9 (unformulated) or Conceptrol (Ortho) . Untreated mice and mice treated with the diluent alone (water) were utilized as controls to document the normal tissue architecture and inflammation status in the cervicovaginal mucosa . Two independent experiments were performed with a total of at least five mice at each time point examined . Mice were sacrificed at 10 min, 2 h, 4 h, 8 h, and 24 h after application, and the entire reproductive tract was surgically excised . Tissues were formalin fixed and embedded in paraffin by standard procedures . Gross morphological analyses were performed on tissues stained with hematoxylin and eosin (H&E) . Tissue sections from all animals within a treatment group were visually examined by using an Olympus IX81 microscope to assess the gross morphological condition of the cervicovaginal mucosa . After the overall assessment of the tissue, a representative field from the vaginal and cervical epithelium of each treatment group was photographed by using a high-resolution digital camera . In vivo genital inflammation following microbicide application. Tissues harvested from control (water-treated) and microbicide-treated mice were stained with a monoclonal rat anti-mouse antibody specific to CD45, which identifies all cells of hematopoietic origin with the exception of erythrocytes . Tissue sections were baked in a vacuum oven at 60°C for 1 h . Samples were then dehydrated and rehydrated by incubation first in xylene, which further deparaffinizes the tissue and then in a graded alcohol series . Endogenous peroxidases were quenched by treating tissue with 3% hydrogen peroxide in methanol for 10 min and rinsing sections in phosphate-buffered saline (PBS) for 5 min . Antigen retrieval was performed by submersing tissue sections in Retrievagen A solution (pH 6.0; BD Biosciences, Franklin Lakes, N.J.), followed by heating in a microwave according to the manufacturer's instructions . Slides were then cooled to room temperature and rinsed in water . Nonspecific binding was blocked by incubating tissues for 1 h with 10% horse serum (Vector Laboratories, Burlingame, Calif.) . After blocking, tissues were incubated with a 1:10 dilution of purified rat anti-mouse CD45 immunoglobulin G2b (IgG2b; BD Biosciences) for 1 h at room temperature and then overnight at 4°C . Primary antibodies were diluted by using antibody diluent (BD Biosciences) according to manufacturer's instructions . The following steps were performed at room temperature . After primary antibody staining, the tissue was washed twice with PBS for 5 min each . Tissue sections were then incubated for 30 min with a 1:20 dilution of biotinylated mouse anti-rat IgG2b secondary antibody (BD Biosciences) . Tissue sections were again washed twice with PBS for 5 min . Vectastain ABC reagent (Vector Laboratories), which contains the streptavidin-peroxidase conjugate, was then applied and incubated with tissue sections for 30 min . The tissue was washed one final time, and color visualization was achieved by incubation with diaminobenzidine tetrahydrochloride containing Ni2+ (Pierce Biotechnology, Rockford, Ill.) until the desired stain intensity developed (ca . 2 to 10 min) . Tissue sections were then briefly rinsed in water, counterstained with hematoxylin, and mounted for visualization . Tissue sections stained with secondary antibody alone or a purified rat isotype control (BD Biosciences) served as additional staining controls . Histological and immunohistochemical (IHC) staining was visualized by using an Olympus IX81 microscope with a high-resolution digital camera . Statistical analyses. Mean and standard deviation of viability index values for each concentration, cell line, and time point were calculated . The concentration values that corresponded to an average viability index just above and below 0.5 CC50 (i.e., the concentration that reduces cellular viability by 50% relative to mock-exposed cells) were identified . A linear regression analysis (concentration versus viability index) was then performed and used to calculate the predicted CC50 value and its 95% confidence interval for each cell line and time point . A pairwise comparison (End1 and Vk2) for each time point was performed to determine statistical significance of the differences observed . The P value for each pairwise comparison was calculated based on the Wald statistic . All analyses were performed by using the SAS PROC REG procedure (3) .
At 10 min after 1% N-9 application, the integrity of the vaginal epithelium and distribution of CD45-positive cells within the vaginal mucosa was similar to that of untreated and water-treated control tissues (data not shown) . The number and distribution of CD45-positive cells was examined by using IHC analyses to determine whether microbicide treatment induced an infiltration of immune cells, which is indicative of inflammation, into the cervicovaginal mucosa . The gross morphological appearance and distribution of immune cells within the vaginal mucosa did not change substantially with extended exposure durations (2 to 24 h) . A representative tissue section from 2 h postapplication is presented in Fig . 2 . The vaginal epithelium remained protected by a covering of keratin and the integrity of the squamous epithelium appeared intact . In addition, the immune cell distribution was similar to that of control tissues, with CD45-positive cells dispersed throughout the submucosa . Some minor sloughing involving only the upper epithelium was observed at 2 and 4 h postapplication . Slightly elevated levels of CD45-positive cells distributed throughout the submucosa were observed in some animals . However, the majority of animals exhibited no evidence of epithelial disruption or elevated levels of immune cells within the vaginal mucosa at all time points evaluated .
The apparent lack of N-9 efficacy in these clinical trials can likely be attributed to local toxicity caused by N-9 application . Clinical trials evaluating the contribution of STDs to sexual transmission of HIV-1 indicated that the inflammation that accompanies infection by some STDs may increase susceptibility to HIV-1 by recruiting HIV-1-susceptible target cells to the region of pathogen exposure (7) . In addition, disruption of the mucosal barrier by STD-associated lesions may provide a direct portal of entry for HIV-1 to the genital submucosa . Cervicovaginal toxicity and inflammation after application of N-9 may enhance HIV-1 infection by similar mechanisms . These clinical trials have highlighted the need for additional preclinical methodologies to evaluate the genital tract toxicity and inflammation associated with microbicide application . In the present study, the time course of local toxicity and inflammation mediated by intravaginal inoculation of N-9 was examined . These studies indicated that a single application of either N-9 or Conceptrol resulted in severe damage to the cervical epithelium . The toxic effect of N-9 was manifested as epithelial cell death and sloughing and was accompanied by an acute inflammatory response . The cervical epithelium clearly exhibited the highest sensitivity to N-9-mediated damage and inflammation . This is consistent with a previous study in CF-1 mice which indicated that columnar epithelial cells exhibited high susceptibility to N-9-mediated cell death after a 15-min exposure to 2% N-9 (1) . In contrast, minimal vaginal abnormalities were observed after application of N-9 . This observation has correlated with colposcopic findings from a human safety and tolerability study in which ulceration and irritation was found to be more severe in the cervical mucosa than in either the vaginal or vulvar mucosa after application of N-9-containing spermicides (17) . Histopathological examination of mouse tissue samples indicated that the cervix was especially susceptible to damage with substantial regions of the columnar epithelium stripped from the surface of the tissue, exposing the basal cell layer . This is likely due to the fact that the endocervix consists of only a single layer of continuous columnar epithelium, in contrast to the stratified squamous epithelium of the vagina and ectocervix . Epithelial disruption of the cervix was most severe at 2 h postapplication and continued out to 8 h postapplication . Since exposure to STD pathogens is likely to occur within this time frame, epithelial disruption of the endocervix could potentially provide a portal of entry for HIV-1 and other STD pathogens . Epithelial disruption of the cervix at 2 h postapplication was accompanied by an intense infiltration of inflammatory cells just below the basal cell layer, primarily in regions without epithelial disruption . This observation has correlated with previous findings in human trials following exposure to N-9 (20) . High levels of localized inflammatory cells were also evident at 4 h postapplication in the cervix but were only slightly elevated and more dispersed throughout the submucosa by 8 h postapplication . The localization of this inflammatory response in the cervix may be caused by several factors . First, the columnar epithelium has been shown to be a single cell layer, and therefore may be more sensitive and responsive to toxic insult than the stratified squamous epithelium of the vagina and ectocervix . Second, the human endocervix, which has been distinguished by the presence of columnar epithelium, has been shown to be the primary site of T-cell localization in the lower genital tract (2) . Finally, previous studies have suggested that columnar epithelial cells of the endocervix constitutively express RANTES, a T-lymphocyte and monocyte attractant, and interleukin-8, a proinflammatory cytokine (5) . The time course of the appearance and retreat of the acute inflammatory infiltrate associated with N-9 application was also consistent with a finite limit on the retention of a topical agent within the cervicovaginal space . In previous studies of N-9 retention following a single application of an N-9-containing formulation, the concentration of N-9 in the vaginal tract decreased significantly between 4 and 8 h postapplication (12, 25) . These results have raised the possibility that a similar time course of compound loss was responsible, in part, for the decline in the murine immune response at 8 h postapplication . However, similar studies regarding compound or formulation retention in the mouse will be necessary before more definitive parallels can be drawn between results obtained in humans and in the mouse model of microbicide toxicity . These results also highlight a potential limitation of clinical trials designed to evaluate the safety of candidate microbicidal compounds . The results of the N-9 exposure experiments indicated that there was considerable recovery of the cervical epithelium at 24 h postapplication . If we assume a similar course of recovery in the human female genital tract after exposure to N-9 or other compounds with measurable toxicity, significant levels of toxicity may be missed if colposcopic examinations are performed at a time when epithelial recovery has already taken place . Such considerations may also explain why some clinical trials of N-9-containing products reported N-9-associated toxicity, whereas others did not . The timing of examinations with respect to product application should clearly be a consideration for future clinical trials of candidate microbicides . After the characterization of the cervicovaginal toxicity and inflammation associated with N-9 application, the Swiss Webster mouse model was utilized to evaluate a new candidate microbicide, PEHMB . The relatively low cervicovaginal toxicity and inflammation that resulted from in vivo exposure to PEHMB correlated with the low in vitro cytotoxicity of PEHMB relative to N-9 . PEHMB was >350-fold less cytotoxic in culture and minimal damage to the cervicovaginal mucosa was observed after application of 1% PEHMB . These results provide further validation of the mouse model of toxicity as a preclinical screen for the safety of microbicidal candidates . In addition, these observations have suggested that PEHMB may be worthy of further development as a microbicide, since the concentration of PEHMB used in the in vivo studies described above was 10-fold greater than that required for total inhibition of in vitro infection by cell-free HIV-1 (Krebs and Wigdahl, unpublished) . The preclinical Swiss Webster mouse model offers several distinct advantages over other approaches used for the evaluation of cervicovaginal toxicity and inflammation associated with exposure to topical microbicides . The costs of human clinical trials are substantial, whereas the Swiss Webster mouse provides investigators with a relatively inexpensive model that can be used to evaluate cervicovaginal toxicity and inflammation at the cellular and tissue level prior to phase I safety trials . The correlation of human colposcopic findings with observations from the Swiss Webster mouse also supports the use of this model for the preclinical evaluation of candidate topical microbicides . Another advantage of the Swiss Webster mouse model is that the entire genital tract can be harvested and each specific region can be thoroughly evaluated for epithelial disruption and evidence of inflammation . This is critically important because HIV-1 has been shown to infect tissues from both the upper and lower human female reproductive tract (8), and damage or inflammation of any region may promote HIV-1 infection . In summary, the mouse model of microbicide toxicity may provide an effective and inexpensive method to evaluate the safety of candidate microbicides in a preclinical setting . This assay, which has the added advantage of readily providing information regarding inflammation and immune cell recruitment in response to microbicide application, can be used in addition to other methods, including the traditional rabbit vaginal irritation assay . It may also provide a much-needed bridge between in vitro assays of cytotoxicity and activity, and clinical trials designed to determine safety and efficacy . The murine model has already been utilized extensively to examine the efficacy of potential topical microbicides in the prevention of HSV-2 infection (19) . Inclusion of this model system in microbicide development strategies may help prevent unnecessary expenditures of effort and funds on clinical trials of agents such as N-9 that have little or no potential as microbicidal products .
We thank Hung-Mo Lin (Penn State College of Medicine) for assistance with the statistical analyses of differences in cell line sensitivity to N-9 . We also thank Cheryl Furtek, Timothy F . Madden, and Lori A . Schlipf for critical reviews of the manuscript .
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