Scientific
Publications - Work Done by Microbiology Reader Bioscreen C
Journal of Applied Microbiology, 1999, Jan, 86(1), 29-35
New
types of antimicrobial compounds produced by Lactobacillus plantarum
Niku-Paavola ML, Laitila A, Mattila-Sandholm T, Haikara A.
ABSTRACT
New types of antimicrobial compounds were identified in the
culture filtrate of Lactobacillus plantarum VTT E-78076. Activity was detected
in the low molecular mass fraction separated by gel chromatography. This
fraction totally inhibited the growth of the Gram-negative test organism,
Pantoea agglomerans (Enterobacter agglomerans) VTT E-90396. Characteristic
compounds from this fraction were identified by GC/MS-analysis and the
identification was confirmed using pure commercial reference compounds in
identical chromatographs and in antimicrobial tests. The active fraction
included benzoic acid (CAS 65-85-0), 5-methyl-2,4-imidazolidinedione (CAS
616-03-5, methylhydantoin), tetrahydro-4-hydroxy-4-methyl-2H- pyran-2-one (CAS
674-26-0, mevalonolactone) and 3-(2-methylpropyl)-2,5-piperazinedione (CAS
5845-67-0, cyclo(glycyl-L-leucyl)). These compounds in concentrations of 10 ppm
inhibited growth of the test organism by 10-15% when acting separately, but 100%
when all were applied together with 1% lactic acid. The inhibition was 40% by 1%
lactic acid alone. The compounds were also active against Fusarium avenaceum
(Gibberella avenacea) VTT-D-80147. The inhibition was 10-15% by separate
compounds in concentrations of 10 ppm and maximally 20% in combinations. Fungal
growth was not inhibited by lactic acid. Inhibition by unfractionated Lact.
plantarum culture filtrate was 37% and by the low molecular mass fraction, 27%.
INTRODUCTION
Fermentation with lactic acid bacteria (LAB) has long been used in the
processing of different foods. Milk, meat and vegetable products, as well as
silage, have been prepared using LAB starters in order to improve the flavour
and texture of the product. Lactic acid bacteria have been shown to enhance the
stability and nutritional value of food products by preventing the growth of
pathogenic and spoilage microbes. In addition to these conventional fermentation
processes, LAB have recently been found to be beneficial in new applications,
e.g. in malting (Haikara et al. 1993; Haikara & Laitila 1995) and in wine
fermentation (Buckenhueskes 1993). Acidified wort for alcohol-free beer is
produced using immobilized LAB (Pittner & Back 1995). Interest in the metabolism
of LAB has increased in recent years because natural preservation methods are
required for minimally processed foods and functional food products, which are
becoming increasingly popular.
Lactic acid bacteria compete with other microbes by secreting antagonistic
compounds and modifying the micro-environment by their metabolism (Lindgren &
Dobrogosz 1990). Several active compounds, and their modes of action, have been
characterized (de Vuyst & Vandamme 1994). The antimicrobial metabolites can be
divided into low molecular mass compounds (below 1000) and bacteriocins
(molecular mass over 1000). The effect of all these compounds is due to their
specific action on the surrounding microflora (Daeschel 1989; Lindgren &
Dobrogosz 1990).
Bacteriocins are a heterogeneous group of antibacterial peptides and proteins
that vary in their spectrum of activity, mode of action, molecular mass, genetic
origin and biochemical properties (de Vuyst & Vandamme 1994; Abee et al. 1995).
They have an inhibitory effect only on closely related species and on other
Gram-positive organisms.
The biologically active, non-proteinaceous low molecular mass compounds
produced by LAB are poorly characterized, although the existence of such
compounds has frequently been reported (e.g. Lonvaud-Funel & Joyeux 1993; de
Vuyst & Vandamme 1994; Gourama & Bullerman 1995). These substances differ from
bacteriocins in their wide spectrum of activity against both Gram-positive and
Gram-negative bacteria and fungi.
Studies at VTT (Technical Research Centre of Finland) Biotechnology and Food
Research revealed a group of LAB which have antagonistic activities against
Gram-negative bacteria and Fusarium fungi (Haikara et al. 1993;
Haikara & Laitila 1995). The preliminary characterization of Lactobacillus
plantarum and Pediococcus pentosaceus starter cultures revealed new
types of antimicrobial substances with low molecular mass and features not
previously reported for LAB microbicides (Haikara & Niku-Paavola 1993). The aim
of this study was to characterize and identify the low molecular mass
antimicrobial compounds produced by Lact. plantarum VTT E-78076.
MATERIALS AND METHODS
Micro-organisms
All the test organisms were obtained from the VTT Culture Collection.
Lactobacillus plantarum VTT E-78076 (E 76) was originally isolated from
beer. Pantoea agglomerans (basonyms Enterobacter agglomerans and
Herwinia herbicola) VTT E-90396 (E 396) and Fusarium avenaceum
(teleomorph Gibberella avenacea) VTT D-80147 (D 147) originated from
barley kernels.
Preparation of the culture filtrate
Lactobacillus plantarum was cultivated in MRS broth (Oxoid) at 30 °C
for 72 h. The culture was centrifuged at 3000 g for 10 min and the supernatant
fluid was filtered through a 45
m
pore-size filter (Millex-HA, Millipore, S.A., Molsheim, France). The sterile
filtrate was stored at +4 °C.
Effect of heat and enzymes on the antimicrobial activity
of the culture filtrate
The culture filtrate containing antimicrobial activity was exposed to heat
treatment either in a water-bath at 80 °C for 1 h or in an autoclave at 120 °C
for 15 min. Sensitivity to proteolytic enzymes was tested with four commercial
proteolytic enzyme preparations (trypsin, Merck;
-chymotrypsin,
Merck; pronase E, Merck; and protease XIII, Sigma). Culture filtrate (4·5 ml)
and enzyme (0·5 ml, 1·5 or 10 mg ml
1 in
0·1 mol l
1
sodium phosphate buffer, pH 7·4) were incubated in a water-bath at 37 °C for
1 h. In order to exclude the possible effect of H2O2
formation, the antimicrobial activity of the culture filtrate was also assessed
in the presence of catalase (1 mg ml
1,
Sigma). Antimicrobial activities of the extracts after different treatments were
determined by an agar diffusion method using a disc test. The Gram-negative
bacterium, P. agglomerans E 396, grown in Nutrient broth (Difco) at 30 °C
for 24 h, was used as an indicator for antimicrobial activity. Melted agar (15
ml) was mixed with 300
l
of a 24 h culture broth, diluted 10
2, in a
sterile Petri dish. When the agar had hardened, antibiotic test discs (diameter
12·7 mm, Schleicher & Schull, Dassel, Germany) were placed on the agar surface
and 100
l
of the sample were spotted onto the disc. After incubation at 30 °C for 24 h,
the diameter of the clear inhibition zone around the disc was measured.
Separation of the low molecular mass antimicrobial
fraction
The culture filtrate of Lact. plantarum and, as a reference, MRS-broth
without inoculum, were fractionated by gel chromatography. The fractionation was
carried out in a Sephadex G-10 (Pharmacia, Uppsala, Sweden) column (360 ml) with
distilled water. The elution rate was 0·5 ml min
1, and
fractions of 5 ml were collected. The fractions were monitored at 280 nm and
analysed for carboxylic acids by HPLC, and for antimicrobial activity by
turbidometry. The fractions of Lact. plantarum culture filtrate
containing antimicrobial activity, the adjacent inactive fractions and the
corresponding fractions from MRS-broth without inoculum, were compared by GC/MS.
Analysis of carboxylic acids
Acids were determined by HPLC with a u.v.-detector (Waters Lambda-Max Model
481 at 210 nm) and an Aminex HPX-87H cation exchanger, H form (300
7·8).
The acids were eluted with 3 mmol l
1
sulphuric acid at 65 °C.
Gas chromatography-mass spectrometry
Fractions from gel chromatography were analysed using GC/MS. A Varian 3400
gas chromatograph equipped with a CTC 2000 autosampler was interfaced to an
Incos-50 mass-selective detector. The capillary column was a 50 m non-polar HP-5
(Hewlett Packard, i.d. 0·2 mm, film thickness 0·33
m).
The gas chromatograph oven temperature was held at 80 °C for 1 min, then
increased to 280 °C at 5 °C min
1 and
held at 320 °C for a further 5 min. Helium was used as carrier gas with a
velocity of 30 cm s
1
measured at 80 °C. The splitless time was 0·25 min and the injection volume was
1
l.
Compounds characteristic only for the antimicrobial fractions of Lact.
plantarum were identified. The corresponding fractions of non-inoculated MRS
broth and the inactive fractions of Lact. plantarum were used as negative
controls. In the identification, the mass spectra library (Wiley Registry of
Mass Spectral Data with Structures, 6th edn, Palisade Corp., USA) was used. The
identification was based on 90% similarity between the spectra of unknown and
reference.
Confirmation of the identity of the active compounds
The identified compounds, when commercially available, were tested for their
antimicrobial activity. The active reference compounds found were further tested
by gel filtration chromatography and a GC-MS method to compare their retention
times and spectra with those of the active fraction from Lact. plantarum.
Testing for antimicrobial activity of the low molecular
mass antimicrobial compounds
Culture media and growth conditions for indicator organisms prior to
testing.
Pantoea agglomerans E 396 was grown in Nutrient Broth (Difco) at 30 °C
for 24 h. This inoculum provided 1-3
108
cfu ml
1
determined on Plate Count agar (Difco).The suspension was diluted 10
2 and
the inoculum used was calibrated to 104 cfu per well. The fungus
F. avenaceum was induced to sporulate on 1% CMC broth (10 g l
1
carboxymethylcellulose, 1 g l
1 NH4NO3,
1 g l
1
KH2PO4, 0·5 g l
1 MgSO4.7H2O,
1 g l
1
yeast extract) cultivated with shaking (120 rev min
1) at
25 °C for 7 d (Booth 1977). The suspension was diluted 10
1 with
0·005% Tween-80 v/v. Glass beads (10-15 per test-tube) were used to break the
mycelium and the mycelial debris was removed by filtration through glass wool.
The number of spores was measured in a Thoma counting chamber. The spore
suspension was adjusted to 1000 spores per well.
Testing for antimicrobial activity with Bioscreen.
An automated turbidometer, Bioscreen® (Labsystems Oy, Helsinki,
Finland), was used for measuring the microbicidal potential of the antimicrobial
compounds (Skyttä& Mattila-Sandholm 1991;
Skyttäet al. 1993). The pH of the samples was adjusted to 4·0 with
NaOH. A 30
l
sample of the suspension to be studied and 30
l
of the test organism in growth medium were dispensed to microtitre plate wells
with 240
l
of the growth medium. In the control sample wells, the antimicrobial agent was
replaced by an equal volume of sterile growth medium. Fusarium avenaceum
D 147 was incubated with shaking at 25 °C for 72 h and P. agglomerans E
396, with shaking at 30 °C for 24 h. All determinations were carried out with
three or four replicates and results are expressed as the mean values. The area
under the growth curve given by the Bioscreen® was used as a measure
of microbial growth, and area-reduction percentage values were used to describe
the inhibitory effects of the antimicrobial compounds.
RESULTS
Effect of heat treatment and enzymes on antimicrobial
activity
It had previously been observed that the antimicrobial activity of starter
cultures was strongly dependent on the cultivation medium (unpublished results).
The production was maximal in MRS medium, which was therefore used in this
study. The effects of heat treatments and enzymes on the antimicrobial activity
of the culture filtrate of Lact. plantarum were measured prior to the
purification steps. Culture filtrate gave a clear inhibition zone with a
diameter of 18 mm. MRS medium used as a control sample did not inhibit the
growth of P. agglomerans. Heat treatments did not reduce the
antimicrobial activity of culture filtrates. The activity could still be
demonstrated even after heating at 120 °C for 15 min in the autoclave. The
antimicrobial activity could not be inactivated with proteolytic enzymes or
catalase. This suggested that inhibition of the indicator strain could not have
resulted from hydrogen peroxide, and that the inhibitory compounds were not
proteinaceous in nature. Moreover, after gel chromatography, inhibitory activity
was found in the low molecular mass fraction eluted after lactic acid (Fig. 1).
Separation and identification of compounds from the
antimicrobial fraction
The antimicrobial compounds were separated from the culture filtrate of
Lact. plantarum using a Sephadex G-10 column, which fractionates compounds
having a molecular mass lower than 700 Da. The antimicrobial activity of the
fractions was estimated using P. agglomerans as the test organism. A
typical elution pattern is presented in Fig. 1. Lactic acid, which is often
considered as the main antimicrobial compound of LAB, was clearly separate from
the antimicrobial fraction. Growth inhibition of P. agglomerans was 100%
by the unfractionated culture filtrate and the antimicrobial low molecular mass
fraction, LMM (Table 1). The fractions from gel chromatography, containing
lactic acid up to 7 g l
1, were
not inhibitory, although inhibition by 1% lactic acid was 40%. Growth of the
other test organism, F. avenaceum, was 37% inhibited by the culture
filtrate, whereas inhibition by the separated antimicrobial fraction was,
surprisingly, only 27% (Fig. 2). It appeared that the antifungal activity
included the LMM fraction but obviously, other compounds eliminated by the
fractionation as well. The potential candidates are the higher molecular mass
compounds not tested against F. avenaceum.
In order to provide a negative control, fractionation was also performed with
non-inoculated MRS broth. This elution pattern (not shown) was clearly different
from that of the culture filtrate of Lact. plantarum. The amount of
compounds with molecular masses higher than 700 Da was considerably reduced, and
the low molecular mass compounds mainly disappeared during growth of Lact.
plantarum. No peaks were obtained from the non-inoculated MRS broth at the
elution volume of lactic acid or antimicrobial compounds. The pH in the
non-inoculated fractions remained constant at 7-7·5, whereas the pH in the
culture filtrate fractions decreased to pH 2 in fractions containing lactic acid
or antimicrobial compounds. It appeared that fractionation in Sephadex G-10 was
only partly dependent on molecular mass and that it was also due to adsorption
of the antimicrobial compounds on the gel matrix. Thus, elution volumes cannot
be used to predict the molecular masses of the compounds in the antimicrobial
fraction.
The antimicrobial fraction and the inactive fractions were analysed by GC/MS.
All the compounds present in the active fraction are shown in Fig. 3. The
corresponding fraction from MRS broth did not contain similar peaks but only a
few with very low intensity and different scan numbers. The inactive low
molecular mass fractions from Lact. plantarum did, however, contain the
same major peaks as the active fraction. The peaks characteristic only for the
antimicrobial fraction of Lact. plantarum were those with low intensity
in Fig. 3. They were identified by comparing their spectra with those in the
mass spectra library. Identifications in which an identity of 90% with the
reference spectrum was obtained were considered reliable.
The identified compounds specific for the antimicrobial fraction of Lact.
plantarum included aromatic and heterocyclic compounds. Their concentrations
were mainly very low, only 1-10 ppm as estimated from the peak intensity.
Confirmation of the identity of the active compounds
Only those identified compounds which were commercially available could be
tested as pure reference compounds for growth inhibiting activity towards P.
agglomerans and F. avenaceum in the turbidometric measurements. The doses in
assays were adjusted to correspond to the true concentrations of the identified
compounds in the Lact. plantarum fraction, 10 ppm. The activities were
compared with those of the unfractionated culture filtrate of Lact. plantarum
and of the low molecular mass fraction after gel chromatography. The compounds
most clearly implicated in the antimicrobial effects of Lact. plantarum
were benzoic acid (CAS 65-85-0), mevalonolactone (CAS 674-26-0), methylhydantoin
(CAS 616-03-5) and cyclo(glycyl-l-leucyl) (CAS
5845-67-0) (Fig. 3). The retentions of these reference compounds were confirmed
to be similar to those of the compounds in the antimicrobial fraction of
Lact. plantarum in gel chromatography and in the GC-MS method. The identity
between the spectra was confirmed by GC-MS analysis.
Growth of P. agglomerans was totally inhibited by the unfractionated
culture filtrate of Lact. plantarum as well as by the low molecular mass
fraction. Inhibition by the individual pure reference compounds was 10-15% and
by lactic acid, 40% (Table 1). Mevalonolactone and lactic acid together
inhibited growth by 60%, indicating a slight synergy. The other combinations
were less effective than the summarized individual effects. It appeared that
methylhydantoin and benzoic acid were the compounds which decreased the expected
growth inhibiting activity of the combinations. The fact that the combination of
all reference compounds and lactic acid had an inhibition effect as strong as
that of the unfractionated culture filtrate and the low molecular mass fraction
was exceptional.
The antimicrobial activities of the identified compounds were also tested
against F. avenaceum (Fig. 2). Growth inhibition was 37% by the culture
filtrate of Lact. plantarum and 27% by the low molecular mass fraction.
The individual reference compounds at a concentration of 10 ppm caused 10-15%
inhibition. Combinations of the reference compounds increased the inhibition
maximally to 20%. In accordance with the results obtained with P. agglomerans,
the presence of methylhydantoin and benzoic acid in the combinations decreased
the expected inhibitory effect. Lactic acid did not affect the growth of F.
avenaceum either alone or in combination.
DISCUSSION
The antimicrobial compounds produced by LAB are natural preservatives as such
and could be used as preparations for increasing the shelf-life and safety of
minimally processed foods. Hitherto, nisin is the only bacteriocin which has
been accepted by the World Health Organization as a preservative in the food
industry (Vandenbergh 1993). The range of applications of antimicrobial
metabolites of LAB will certainly grow in future because of their wide spectrum
of activity. Lactic acid bacteria antimicrobials can be exploited in feed
applications and furthermore, in non-food applications such as pharmaceuticals.
However, a broader spectrum is needed than that of bacteriocins, which mainly
inhibit Gram-positive bacteria. Low molecular mass compounds produced by LAB are
active against both Gram-positive and Gram-negative bacteria and moulds. They
have not yet been effectively exploited in commercial applications because of
their inadequate structural characterization. Reuterin, a mixed product of L.
reuteri containing
-hydroxypropionaldehyde,
its hydrated acetal and the cyclic dimer of the aldehyde, has long been the only
structurally characterized low molecular mass antimicrobial preparation
(Talarico & Dobrogosz 1989).
In this study, new types of antimicrobial compounds produced by Lact.
plantarum VTT E-78076 were identified. They were all low molecular mass
compounds. The difficulties in purification and identification of this type of
compound were clearly demonstrated. The main difficulty was that several
compounds were involved in the co-operative action and that the concentrations
of the compounds were extremely low.
The identified low molecular mass compounds of Lact. plantarum
inhibited the growth of Gram-negative P. agglomerans totally when all
acting in co-operation with lactic acid. They also showed activity against the
fungus F. avenaceum. The growth inhibition effect of the reference
compounds, separately and in combinations, towards F. avenaceum was lower
than that of the low molecular mass antimicrobial fraction. Furthermore, the
activity of the low molecular mass fraction was less than that of unfractionated
culture filtrate. It appears that not all the antimicrobial compounds of
Lact. plantarum were detected here, and also that the Lact. plantarum
compounds inhibiting P. agglomerans may not necessarily be the same as
those effective towards F. avenaceum.
The results showed that mevalonolactone, identified in the antimicrobial
fraction of Lact. plantarum, inhibited growth of P. agglomerans in
synergy with lactic acid, while other identified compounds, methylhydantoin and
benzoic acid, decreased the summarized individual effects in combination. Thus,
the 100% inhibition by the combination of all reference compounds and lactic
acid was surprising. It might have been due to the fact that the antimicrobial
compounds in mixtures interacted with each other as well as with the test
organisms. Depending on the compounds present, the reactions may proceed
differently, resulting in either synergistic or antagonistic action. In the
combination resulting in 100% inhibition, the synergistic modifications may have
been stronger than the antagonistic ones. The mechanism of the inhibition is
unknown and needs to be studied further.
The compounds identified were chemically quite different from one another.
Their common features were small size and aromatic or heterocyclic structure.
Another cyclic compound, pyroglutamic acid, produced by a Lact. casei
subsp., has also been introduced as an antimicrobial agent (Huttunen
et al. 1995). The inhibitory effects of pyroglutamic acid, reuterin and the
compounds identified in this work are difficult to compare because different
biological tests were applied in each case and the activities were differently
expressed. More research is needed to characterize the activities of
lactobacilli precisely.
The antimicrobial compounds identified here have been studied previously
because of other interesting biological properties. Benzoic acid is one of the
oldest chemical preservatives used in the cosmetic, drug and food industries.
Benzoic acid has GRAS (Generally Recognized As Safe) status and sodium benzoate
was the first chemical preservative approved by the US Food and Drug
Administration for use in foods (Jay 1992). The activity of benzoic acid (pKa
4·19) is greatest at low pH values and the use of this acid as a food
preservative has been limited to those products which are acid in nature, such
as fruit products, tomato ketchup and soft drinks. Most yeasts and fungi are
inhibited by 0·05-0·1% of the undissociated acid (Chipley et al.),
although it is usually applied in far greater concentrations. The action here in
rather low concentration in synergy with other antimicrobial agents is a new
feature. Methylhydantoin, the peptide cyclo(glycyl-l-leucyl)
and mevalonolactone have been used, e.g. in the synthesis and preparation of
pharmaceuticals.
All the compounds introduced in this work have several interesting potential
applications in the food, feed and pharmaceutical industries. Further screening
of LAB antimicrobials may reveal other novel applications.
FIGURES
Fig. 1 Fractionation of
antimicrobial activity by gel chromatography on Sephadex G 10; elution with
wa...
Figure 2Growth of
Fusarium avenaceum in the presence of antimicrobials; tested by
turbidometry. Lacto...
Figure 3Characteristic
compounds of the antimicrobial fraction of Lactobacillus culture
filtrate, ana...
Table 1 Growth
inhibition of Pantoea agglomerans by antimicrobial compounds
ACKNOWLEDGEMENTS
The authors thank Raija Arnkil and Pirjo Tähtinen for skilful assistance. The
financial support of the Technology Development Centre of Finland (TEKES) and
the Finnish Malting and Brewing Industry is gratefully acknowledged.
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